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Increased IT security and resilience standards – ASIC imposes new Australian market integrity rules
Corporate regulator introduces fresh rules in drive to strengthen governance and bolster technological resilience.Earlier this month, ASIC introduced …
FSR Outlook 2022: Anticipating change, being prepared
Our Financial Services Regulatory (FSR) team surveys the regulatory landscape for 2022 and identifies themes that we expect to be at the core of …
Australia approves sweeping changes to breach reporting regime
In a move with significant implications for Australian financial services and credit licensees (AFS Licensees and Credit Licensees respectively), the …
The road to LIBOR transition
LIBOR (and other IBORs) will cease to exist in their current form from the end of 2021, creating significant issues for financial institutions with …
The Fairness Doctrine: A Return to the Status Quo?
In October 2019, the Full Federal Court decision in ASIC v Westpac Securities Administration Limited [2019] FCAFC 187 (ASIC v Westpac) raised …
ASIC Proposes New Guidance on Ongoing Fee Arrangements
ASIC is proposing to issue guidance on how it will regulate ongoing fee arrangements (OFAs). Depending on the position it takes, these arrangements, …
FSR consultation package – the 2020 vision
One year on from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, the Federal Government has released …
FinReg Insights – The 2020 Outlook
Our financial services team surveys the landscape and highlights the themes that will define the regulatory agenda through 2020Global outlook The …
2019 Global Bank Review
The 2019 edition of our Global Bank Review: The Data Game, explores the rapid growth of data as one of the most significant developments in the banking …
Financial Advice and Distribution
The Final Report of the Royal Commission has been released and its recommendations will fundamentally change financial advice and the distribution of …
The Regulators
The Final Report has been released and for those who followed the public hearings, the recommendations are not surprising. The regulators, ASIC and APRA, …
Getting the Deal Through: Financial Services Litigation 2018
Financial Services Litigation charts the growth of litigation in the financial sector worldwide, with our expert authors answering key questions in major …
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