Showing 24 out of 37 results
The Fairness Doctrine: A Return to the Status Quo?
In October 2019, the Full Federal Court decision in ASIC v Westpac Securities Administration Limited [2019] FCAFC 187 (ASIC v Westpac) raised …
ASIC Proposes New Guidance on Ongoing Fee Arrangements
ASIC is proposing to issue guidance on how it will regulate ongoing fee arrangements (OFAs). Depending on the position it takes, these arrangements, …
FSR consultation package – the 2020 vision
One year on from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry, the Federal Government has released …
FinReg Insights – The 2020 Outlook
Our financial services team surveys the landscape and highlights the themes that will define the regulatory agenda through 2020Global outlook The …
The Lloyds/HBOS litigation: The first shareholder class action judgment in England & Wales
The first judgment in a shareholder class action in England & Wales has been handed down by the High Court today in Sharp v Blank [2019] EWHC 3078 …
2019 Global Bank Review
The 2019 edition of our Global Bank Review: The Data Game, explores the rapid growth of data as one of the most significant developments in the banking …
New FAQs from Hong Kong SFC fail to relieve concerns about new Internal Investigation Disclosure Obligation
New guidance from the Hong Kong Securities and Futures Commission (SFC) has clarified many aspects of a new reporting regime for licensed persons in Hong …
HKMA turns up the heat and announces consultation on IBOR transition
On 12 February 2019, the Hong Kong Monetary Authority (HKMA) announced in a briefing to the Legislative Council Panel on Financial Affairs that the …
Financial Advice and Distribution
The Final Report of the Royal Commission has been released and its recommendations will fundamentally change financial advice and the distribution of …
The Regulators
The Final Report has been released and for those who followed the public hearings, the recommendations are not surprising. The regulators, ASIC and APRA, …
2019's key targets for Hong Kong financial services enforcement
As the Year of the Pig approaches, our Asia financial services regulatory team has identified the four key targets for Hong Kong regulators in the year …
Getting the Deal Through: Financial Services Litigation 2018
Financial Services Litigation charts the growth of litigation in the financial sector worldwide, with our expert authors answering key questions in major …
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