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FSR Outlook 2022: Anticipating change, being prepared
Our Financial Services Regulatory (FSR) team surveys the regulatory landscape for 2022 and identifies themes that we expect to be at the core of …
Whistleblowing and the “compliance gap”: Australian regulator fires warning shot on whistleblower policies
'Set and forget' still too common on whistleblowing compliance, warns key business regulator.It’s almost 2 and a half years since new whistleblower …
FAR moving forward: What’s new and what next?
The Financial Accountability Regime Bill 2021 (FAR Bill) was introduced in the House of Representatives on 28 October 2021. This legislation will replace …
The final Senate report on Australia as a tech and finance hub – An opportunity missed
The Senate Select Committee on Australia as a Technology and Financial Centre produced its Final Report on 20 October 2021 which supplements its …
New ISO whistleblowing guidelines: implications for Australian and global businesses
New guidelines for whistleblower management systems have been recently released by ISO (the International Organisation for Standardisation) (ISO …
Changes to Significant Investor Visa regime
Fund managers operating SIV compliant funds should take note of key changes from 1 July 2021. Changes to the Significant Investor Visa regime came into …
Amendments to Australian Anti-Money Laundering and Counter-Terrorism Financing Laws have now come into effect
A series of long-awaited amendments to the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Cth) (AML/CTF Act) and related legislation has …
ASIC’s consultation on regulator guidance closes as financial service and credit licensees prepare for Australia’s breach reporting reforms
In April of this year, we wrote about draft guidance released by the Australian Securities and Investments Commission (ASIC) on the significant impending …
Scottish Independence: implications for financial services
Scottish independence from the United Kingdom is the over-riding policy imperative of the Scottish National Party (SNP). There are many hurdles to …
Regulator guidance the latest development in countdown to Australia’s breach reporting reforms
In December last year we wrote of the sweeping changes to Australia’s breach reporting regime that had been passed into legislation by Federal Parliament …
Fintech: Latest UK Legal and Regulatory Trends
We’re known in this country not just for our openness – but our ingenuity and inventiveness, too. We are building on our existing strengths as a leading …
Operational resilience: respond, enhance, thrive
Operational resilience is the next phase in the evolution of financial services regulatory policy.Operational resilience is the ability to “prevent, …
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