Showing 48 out of 241 results
Using big data to fight financial crime
In a regulatory environment which demands ever higher standards for anti-money laundering (AML) compliance, many financial institutions have responded by …
Regulators lead businesses in monitoring of misconduct
As regulators and law enforcement increasingly rely on advanced data analytics for monitoring and surveillance, the risk is growing that they will detect …
Big data poses challenges for white collar crime investigations and enforcement
Significant developments in data analytics and artificial intelligence are shaping the face of regulatory compliance, government investigations and …
Sustainable finance in Hong Kong: HKMA shares initial thinking on supervisory approach and range of practices by banks
The Hong Kong Monetary Authority (HKMA) has recently published its White Paper on Green and Sustainable Banking, as well as a circular to share a range …
Pressure Points: Compliance and governance in financial services in the age of Covid-19 (Australia)
This article is the third in a series by our financial services team which will explore the practical implications of Covid-19 on the financial services …
After Hayne – What next for regulatory enforcement in Australia?
With Australian agencies adopting an increasingly robust stance after the Hayne Royal Commission, we scan the FinReg horizon.Chastened by public …
COVID 19: Pressure Points: Operational disruption in financial services in the age of COVID-19 (Australia)
This article is the second in a series by our financial services team which will explore the practical implications of COVID-19 on the financial services …
HKMA publishes report on bank culture self-assessment
On 22 May 2020, the Hong Kong Monetary Authority (HKMA) published a report on its review of self-assessments on bank culture. This is part of the HKMA’s …
Australia's regulators reveal their stance on policing consumer data rights
Covid-19 disruption adds to the challenge facing the banking sector as Australia's new data rights regime looms.The Consumer Data Right (CDR) is …
Herbert Smith Freehills welcomes new financial services regulatory partner
Herbert Smith Freehills has bolstered the bench strength of its market-leading global Financial Services Regulatory practice with the addition of new …
COVID-19: Pressure Points: Financial product disclosure in the age of COVID-19 (Australia)
This article is the first in a series by our financial services team which will explore the practical implications of COVID-19 on the financial services …
First judicial challenge to ASIC’s use of its new product intervention power fails
On 15 April 2020 the Federal Court confirmed1 that a judicial review application lodged in September 2019 to challenge ASIC’s exercise of its new product …
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