Showing 12 out of 30 results
Australian regulator consults on new operational risk management prudential standard
The Australian Prudential Regulation Authority (APRA) has released its consultation on a new cross-industry prudential standard for operational risk …
FSR Outlook 2022: Anticipating change, being prepared
Our Financial Services Regulatory (FSR) team surveys the regulatory landscape for 2022 and identifies themes that we expect to be at the core of …
FAR moving forward: What’s new and what next?
The Financial Accountability Regime Bill 2021 (FAR Bill) was introduced in the House of Representatives on 28 October 2021. This legislation will replace …
The Fairness Doctrine: A Return to the Status Quo?
In October 2019, the Full Federal Court decision in ASIC v Westpac Securities Administration Limited [2019] FCAFC 187 (ASIC v Westpac) raised …
Directors and ESG disclosure – The risks will only get bigger
With activist investors and NGOs prowling, firms making flimsy ethical claims will increasingly end up in courtIn the context of BlackRock’s climate …
FinReg Insights – The 2020 Outlook
Our financial services team surveys the landscape and highlights the themes that will define the regulatory agenda through 2020Global outlook The …
Casting the regulatory net over virtual assets – SFC finalises new regulatory framework for virtual asset trading platforms
On 6 November 2019, the Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …
Hong Kong SFC’s new electronic data requirements place MICs and cloud services in the spotlight
Yesterday, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage providers (EDSPs) …
Hong Kong SFC publishes licensing conditions for virtual asset fund managers
On 4 October 2019, the Securities and Futures Commission (SFC) published proforma terms and conditions which will apply to virtual asset fund managers …
Be on the mark – APAC central banks release study of benchmark reform implications
On 24 September 2019, the Executives’ Meeting of East Asia-Pacific Central Banks (EMEAP) published its study on the implications of benchmark reform …
The new regulatory regime for insurance intermediaries in Hong Kong – are you ready for 23 September 2019?
On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect.This represents the final stage of …
FATF and APG publish long-awaited mutual evaluation report on Hong Kong
Following the Financial Action Task Force (FATF) and the Asia/Pacific Group on Money Laundering’s inspection of Hong Kong in October and November 2018, …
Showing 12 out of 30 results
View more