Showing 36 out of 137 results
Big data and Modern Slavery – Progress not panacea
Data analysis can only get you so far in modern slavery compliance… and regulators are watchingWhile the benefits of data and technology can be leveraged …
Can predictive analytics prevent employee misconduct?
The appeal of data tools in unearthing misconduct is clear. So are the risks if employers fail to tread carefullyWith predictive policing and crime …
Digital forensics in investigations and the growing data burden
Businesses will need smarter data collection and management strategies to satisfy regulators The approach to digital forensics in investigations is …
The road to LIBOR transition
LIBOR (and other IBORs) will cease to exist in their current form from the end of 2021, creating significant issues for financial institutions with …
Negative interest rates – could financiers be required to pay interest?
The unprecedented economic impact of COVID-19 has seen the introduction of “quantitative easing” in Australia, raising the possibility of negative …
Pressure Points: A focus on security interests under the PPSA (Australia)
Like other crises that have come before it, both financial and otherwise, Covid-19 has impacted business revenue in almost all sectors. Government …
After Hayne – What next for regulatory enforcement in Australia?
With Australian agencies adopting an increasingly robust stance after the Hayne Royal Commission, we scan the FinReg horizon.Chastened by public …
The Fairness Doctrine: A Return to the Status Quo?
In October 2019, the Full Federal Court decision in ASIC v Westpac Securities Administration Limited [2019] FCAFC 187 (ASIC v Westpac) raised …
ASIC Proposes New Guidance on Ongoing Fee Arrangements
ASIC is proposing to issue guidance on how it will regulate ongoing fee arrangements (OFAs). Depending on the position it takes, these arrangements, …
Directors and ESG disclosure – The risks will only get bigger
With activist investors and NGOs prowling, firms making flimsy ethical claims will increasingly end up in courtIn the context of BlackRock’s climate …
2019 Australian IPO Review: Key US securities developments
US regulators balance principle based disclosure with a greater focus on key disclosure topics The US capital markets continue to provide a valuable …
2019 Australian IPO Review: Regulatory developments
In 2019, ASIC and ASX have had a continued focus on enhancing the integrity and corporate governance practices of entities seeking to conduct IPOs, with …
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